this case, the 12-word definite headed by modems is squarely within this category, even
though the common knowledge could be in place, too. The mere existence of cases like
this is surprising Grice-wise, as they seem to provide superfluous information that the
reader could have recovered on the basis of her knowledge. Modems are introduced as
an important invention of the past, as are disk drives; however, there is no elaboration
about what disk drives are. Possibly, the ’modems’ case is slightly over-indulging for
an up-to-date 21st-century reader; perhaps modems were still a rarity in 1989.
We thus see that D-class is not homogenous with respect to the role of knowledge:
it contains elements that are unfamiliar, so the reader has to use the material inside the
definite to reach the unique identifiability, and elements that are in fact quite familiar in
the reader’s common knowledge, but their presentation in the text is such that the reader
does not have to use her knowledge to interpret them.
In contrast, anchoring sides completely with the reader’s knowledge: a putative con-
nection is either supported by it or not, irrespective of what the text says about each en-
tity. This is because anchoring asks for intuitive stereotypical judgment, for the shallow
but robust load brought into the text by the mere use of a word, like modems. Anchoring
is meant to uncover how such ’loads’ organize into structures in the text, below the level
of the discourse-entity-based who-did-what-to-whom stories where reference operates.
5 Conclusion
This paper reported a case study of the relationship between referential behavior of
definite NPs and lexical anchoring of their heads, on the basis of juxtaposed relevant
annotations of two texts.
We observed a tendency for definites whose referent repeats or relates to some pre-
vious textual entity (=/R) to be anchored in their antecedents, as well as in other things,
providing additional text-based connections (plane vs. airlines, cockpit).
Even when an entity is judged to be referentially unrelated to the text, but of reader’s
knowledge (K-type), the anchoring pattern shows what could have triggered the relevant
knowledge earlier in the text (disk→computers, century→centennial). Often, the anchor
is not a nominal head, although we saw cases of heads as well.
When the entity is judged new in the text (D-type), we discerned two sub-types.
In case the entity is genuinely unfamiliar, the lexical anchoring texture for the head
is indeed meager. In case the entity is familiar, but in the current case could as well be
uniquely identified by the current description, the anchoring pattern reveals the familiar-
ity. Such discrepancies could be interesting from a historical perspective, as, assuming
Gricean cooperative framework, they detect potential knowledge mismatches between
text-creation-time and current audience.
In the other direction, lack of anchoring tends to corresponds to D-class, but also to
cases where the definite is embedded, through an appositive or a list structure, inside
an NP with overlapping reference. These cases often show disagreement in reference
type classification, possibly reflecting confusion as to the availability of a referent-in-
the-making as an antecedent. There is usually a minority D annotation in these cases.
Clearly, additional parallel annotation is needed to check out these trends. Such
work is promising in exposing the intricate, multi-level workings of the reader’s knowl-
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